Compliance Manager (ManCo)

Location Dublin
Discipline: Financial Recruitment
Job functions Fund Services & Investment Management
Job type: Permanent Full-Time
Salary: €70,000 - €80,000
Contact name: Karl Byrne

Contact email: karl.byrne@empowermentinternational.com
Contact phone: 086-8167141
Job ref: A002112
Published: 16 days ago
Expiry date: 27 Apr 2024 23:59

EMPOWERMENT is delighted to partner with a tier one client who are seeking a Compliance Manager on an initial 12-month contract basis.

 

Responsibilities:

  • Support the business with 2nd LOD compliance monitoring

  • Support the Head of Compliance in completing their DP duties including on site visits to delegates, preparation of DDQ's, managing of quarterly oversight meetings and managing the minutes/agenda

  • Annual review of SLAs with service providers and assisting with the oversight of AML/CTF

  • Perform compliance monitoring in line with the overall compliance monitoring plan, including sampling of regulatory returns (PRIIPs/UCITs KIID)

 

Experience:

  • Good understanding of UCITS, AIFMD & MiFID regulations

  • Strong knowledge of fund structures and asset classes

  • Experience in a compliance department of an Investment Manager, Fund Services Firm or similar

  • Superior communication skills, both written and verbal

 

On offer is a dynamic and flexible hybrid work environment with a highly talented executive team.

 

*Only candidates that meet the above requirements will be shortlisted for discussion

**Only candidates residing in Ireland with Irish/EU passport will be considered, due to nature of role

 

If this role may be of interest please apply directly to this posting and Karl Byrne, Head of Financial Services, will reach out for a confidential discussion.