Compliance Analyst (Investment Manager)

Location Dublin City
Discipline: Financial Recruitment
Job functions Fund Services & Investment Management
Job type: Permanent Full-Time
Salary: €55,000 - €65,000
Contact name: Karl Byrne

Contact email:
Contact phone: 086-8167141
Job ref: A001930
Published: 3 months ago
Expiry date: 28 Jul 2023 23:59

An excellent opportunity has arisen for a Compliance Analyst to join a high-calibre team, working with some of the best professionals in the industry. The successful candidate will report to the Chief Compliance Officer and be responsible for assisting in the oversight and management of regulatory, and other, risks in Ireland and other European jurisdictions.



·        Assume Compliance Analyst role per CBI Control Function CF2

·        Perform compliance reviews against regulations and fund documentation

·        Review of fund documentation in advance of launch and periodically thereafter

·        Monitor investment restriction and guideline breaches, including sustainability commitments

·        Regular liaison with the Depositary of the funds including review of regulatory reports

·        Conduct compliance over third-party service providers (Fund Admin/Depo etc)

·        Preparation of reports members of the Investments Senior Management team




·        A broad understanding of Investments regulation with a specific focus on UCITS & AIFMD, MiFID

·        Knowledge of fund structures, fund types and asset classes

·        Minimum of three year’s risk/compliance experience in an Investment Management/Fund Services firm

·        Superior communication skills, written and verbal, with fluent English



**Only candidates who meet the requirements detailed above will be shortlisted and contacted for discussion.

***An attractive salary and benefits package is on offer for the preferred candidate.