Compliance Analyst (Investment Manager)
Location | Dublin City |
Discipline: | Financial Recruitment |
Job functions | Fund Services & Investment Management |
Job type: | Permanent Full-Time |
Salary: | €55,000 - €65,000 |
Contact name: | Karl Byrne |
Contact email: | karl.byrne@empowermentinternational.com |
Contact phone: | 086-8167141 |
Job ref: | A001930 |
Published: | 3 months ago |
Expiry date: | 28 Jul 2023 23:59 |
An excellent opportunity has arisen for a Compliance Analyst to join a high-calibre team, working with some of the best professionals in the industry. The successful candidate will report to the Chief Compliance Officer and be responsible for assisting in the oversight and management of regulatory, and other, risks in Ireland and other European jurisdictions.
Responsibilities:
· Assume Compliance Analyst role per CBI Control Function CF2
· Perform compliance reviews against regulations and fund documentation
· Review of fund documentation in advance of launch and periodically thereafter
· Monitor investment restriction and guideline breaches, including sustainability commitments
· Regular liaison with the Depositary of the funds including review of regulatory reports
· Conduct compliance over third-party service providers (Fund Admin/Depo etc)
· Preparation of reports members of the Investments Senior Management team
Experience:
· A broad understanding of Investments regulation with a specific focus on UCITS & AIFMD, MiFID
· Knowledge of fund structures, fund types and asset classes
· Minimum of three year’s risk/compliance experience in an Investment Management/Fund Services firm
· Superior communication skills, written and verbal, with fluent English
**Only candidates who meet the requirements detailed above will be shortlisted and contacted for discussion.
***An attractive salary and benefits package is on offer for the preferred candidate.
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