Head of Compliance & MLRO (PCF 12/14/52)
Location | Dublin |
Discipline: | Financial Recruitment |
Job functions | Fund Services & Investment Management, Risk and Compliance |
Job type: | Permanent Full-Time |
Salary: | 120,000 - €130,000 |
Contact name: | Karl Byrne |
Contact email: | karl.byrne@empowermentinternational.com |
Contact phone: | 086-8167141 |
Job ref: | A001780 |
Published: | 20 days ago |
Expiry date: | 09 Dec 2023 23:59 |
EMPOWERMENT is delighted to partner with a growing Fund Services firm who are seeking a talented Head of Compliance to join their fund, corporate and depositary services firm. The ideal candidate will be appointed Associate Director of Compliance and MLRO (PCF-12/14/52) and will play a key role in all compliance and AML matters.
Responsibilities:
Be the main contact point for requests for information made by the CBI, Department of Justice, law enforcement or any other relevant Authority
Preparing Compliance and AML reports addressed to the Ireland Board of Directors. Attend such meetings and present the content of the reports
Maintain an up-to-date the Compliance Manual, documenting all relevant policies and procedures
Maintain up-to-date compliance risk assessments identifying the regulatory compliance and financial crime risks faced by the Group
Design, implement and maintain a comprehensive risk-based monitoring programme, taking account industry and regulatory developments
Identify, document and propose resolutions to breaches, and suggest improvements where control weaknesses are found
Timely identification of material regulatory changes that can affect the activities of the Group or clients
Member of the New Business Committee in charge of reviewing and assessing the take-on of new potential clients
Experience:
Undergraduate degree in Law, Accounting, Finance, Economics or similar
Significant compliance experience gained within an investment funds. Good knowledge of AIFMD requirements with special focus on depositary aspects
Prior PCF-12/PCF-14/PCF-15/PCF-52 approval required
Demonstrable practical knowledge and understanding of relevant regulatory requirements
*Only candidates who meet the requirements detailed above will be shortlisted and contacted for discussion.
**A competitive salary, commensurate with experience, and a comprehensive benefits package is on offer for the ideal candidate
Contact Information:
To discuss this opportunity further and in confidence, please apply directly to this posting and Karl Byrne will reach out to discuss accordingly